but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a
The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and
In June 2025, the SEC Board passed a resolution approving in principle the proposed regulations regarding investor communication and service provision by ICO portals. In this regard, ICO portals
actively cooperated with Meta (Thailand) - the service provider for Facebook and Instagram platforms, and LINE (Thailand) to swiftly block fraudulent channels on these platforms. This proactive scheme aims
digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information
to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and
ว่าด้วยเรื่องธุรกิจกับสิทธิมนุษยชนขององค์การสหประชาชาติ (UNGPs) มาปฏิบัติและปรับใช้กับบริบททางธุรกิจ ทั้งนี้ ที่ผ่านมา ก.ล.ต. ได้ร่วมมือกับตลาดหลักทรัพย์ฯ เปิดตัวโครงการ One Stop Service ที่จะเป็นศูนย์
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
mutual agreements to achieve rapid results, such as the project of “One-Stop Service” that was officially launched on 24 September 2019 and the project of “One Report” which will organize a seminar for