Act or Omission to Act Which is Likely to Affect Tender Offer of Business

Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators

Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2)

Facebook page YilcW : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)

บัญชีไลน์ ชื่อ EXGCOO-Louis : Unlicensed securities and derivatives business (Disclosure Date : 18/01/2024)

Facebook page "Asset management" : Unlicensed securities and derivatives business (Disclosure Date : 20/01/2026)