(Translated) May 12, 2020 Ref FSS 080/2020 Subject: Clarification of Company’s Operating Result for the three-month period ended March 31, 2020 To The President and Director The Stock Exchange of

=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company

. The Office shall notify the securities company of the result of consideration of the application within thirty days from the date in which the Office receives the https://publish.sec.or.th/nrs

diverse groups will ultimately support Thailand’s path towards sustainable social and economic growth,” said Alia El-YASSIR, Regional Director for UN Women Asia and the Pacific. “We hope that companies

the effective revocation of its licenses, Zipmex retains its status as a limited company with corresponding rights, responsibilities and liabilities, including the possibility of being subject to

marketing director of Country Group Securities Public Company Limited and approved securities investment consultant ? together with Promakran, Kodchaphon, Chukiat and Prabpol ? agreed or conspired with the

Director (3) Name of Shareholders as of July 25, 2019 No. Name – Surname Number of Shares Shareholding Percentage 1. Hydrotek Public Company Limited 132,000 66.00 2. Mr.Thanapat Bualoy 68,000 34.00 3

of foreign jurisdiction in form of public limited company; (2) Business takeover of foreign ETF under (1). Clause 2 In this Notification: (1) “foreign ETF” means collective investment scheme in

-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent

แบบว่ำด้วยลำยมือชืออิเล็กทรอนิกส์ (Model Law on Electronic Signatures 2001) ทีรองรับสถำนะทำงกฎหมำย https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-DERI.pdf DRAFT director of the