the clients as well; (9) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1
first paragraph is a commercial bank under the law on financial institution business, a life insurance company under the law on life insurance, or a financial institution established under a specific law
securities brokerage, securities dealing, or underwriting of investment units is a commercial bank or a financial institution established under specific law whose securities business is limited to debt
market funds as specified in fund schemes. Clause 13 In the case where a licensee for securities brokerage, securities dealing, or underwriting of investment units is a commercial bank or a financial
ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-PRICING-FD Commercial Name of the Issuer……………………………………… Offering to…………………………………………………………………… Features of Debt Securities i.e. interest rate
เติมจากตราสารที่ระบุไว้ข้างต้น เช่น ธ.Bank of China (BOC), ธ.Industrial and Commercial Bank of China (ICBC), ธ . Industrial and Commercial Bank of China Asia (ICBC Asia), ธ .Bank of East Asia (BEA), ธ
securities brokerage or securities dealing, as follows: (a) a commercial bank; (b) a finance company; (c) a securities company ; (d) a credit foncier company; (e) an insurance company; (f) a juristic person