in such employer?s group. In this regard, the companies in such employer?s group will be defined, in consistence with those applicable to mutual fund industry, as parent and subsidiary companies
Bangkok, January 30, 2014 ? The SEC affirmed the instruction for Bee Taechaubol to promptly rectify the tender offer for Electronics Industry Plc. (EIC)?s shares as specified by the tender offer
in Capital Market Industry dated September 15, 2010. The SEC therefore revealed his inappropriate behavior for failing to keep records of investment advice and clients' trade order instructions. In
the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. In this regard
risks. Asst. Prof. Dr. Thanachot Boonworachot, researcher, Faculty of Agro-Industry, Kasetsart University said that the study on ?Returns, investor trading volumes and price volatility relationships on
their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and
Industry Public Company Limited (UMI) shares, namely (1) Ms. Paweena Laowiwatwong, (2) Mrs. Punnaporn Laowiwatwong, (3) Ms. Warunya Laowiwatwong, and (4) Mr.Trairath Treeratpant.Following the Stock Exchange
Socatiyanurak, the SEC Secretary-General.? ?Recognizing that Luxembourg is truly the European center for mutual fund industry, I see that this MoU would lead to deeper and broader cooperation between capital
discussed with AIMC on investor protection and standardization of NAV calculation for the industry where the regulator and the association mutually agreed that AIMC guideline for NAV calculation must be
products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or