derivatives transactions, indicating names, positions, academic records, working experiences and training courses in the related programmes (if any) such as CISA, CFA etc.; (d) as regard the credit risk
, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or
traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or analysis of
hedging 3. position of each types of goods or variable 4. position of each counterparty 5. position that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d
for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
law, of the executive, major shareholder, controlling person or the candidate for the position of director, executive or controlling person of the securities company or its subsidiary; (d) not have a
which performs the duty of derivatives business management. (d) not have a business relationship with the derivatives business operator, parent company, subsidiary company, affiliate company or person who
broker; (2) “ institutional client ” means any client who is the following persons: (a) commercial banks; (b) finance companies; (c) securities companies; (d) credit foncier companies; (e) non-life