into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
judgment in relation to Suree that she was an aider and abettor rather than a principal, and thus sentenced her to a four-month imprisonment and a fine of 133,333.33 baht for the violation which occurred
}, GSTEL executive and (4) {D}, GJS director and executive. The SEC found that in early 2008, GSTEL and GJS, its subsidiary, made advance purchase orders of a large amount of steel from overseas suppliers at
satements for the first, second and third quarters of 2015 simultaneously.It is imperative that AIE and AI submit all of the aforesaid financial statements which have been audited and reviewed by their
properly licensed. Nowadays, deceitful tricks are increasing in number and variety. For example, illegal solicitors usually claim that they could offer fixed returns worth more than those generated from
Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
attract more global funds.SEC Secretary-General Vorapol Socatiyanurak revealed that ?I was very pleased with the outcome of this first meeting of heads of capital market policy makers and regulators in the
Bangkok, February 21, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved the amendment to rules governing advertisement and sales
schemes from at least 10 asset management companies. SEC Secretary-General Vorapol Socatiyanurak said that the SEC will allow the companies intending to broker the investment units to apply for the Type D