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, giving investment advice, and operating an exchange or trading platform) will be required to seek a license, registration, or exemption from the SEC. 9 III. Other issues 3.1 When ICO portal also invests in
capital market products, or capital market products traded on the Stock Exchange of Thailand or derivatives exchange, the intermediary may reduce details in methods and procedures of the communication and
) derivatives trading by the client has or may have an impact on the orderly trading of the derivatives exchange, or has caused or may cause the trading price to deviate from normal market conditions; (b) the
estate sector. 2.2 Market Risk Management Overall, movements in foreign exchange and interest rates during this quarter, at home and abroad, remained highly volatile in line with the global market. With
governance in the Thai capital market will eventually be second to none?, says Dr. Vorapol Socatiyanurak, Secretary General of the Thai Securities and Exchange Commission. ?Since Thailand first joined the CG