the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 334/2025 dated 25 December 2025 “SEC imposes civil

action within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).  Note

) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with

Under the existing regulations on the eligibility of issuers and the use of proceeds in accordance with the disclosed purposes, certain aspects remain unclear and subject to limitations in

under laws within the SEC’s jurisdiction, the SEC will take actions strictly in accordance with its authority, in order to protect investors and maintain long‑term confidence in the Thai capital

lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Miss Kannida

> currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Mr. Koravit Asawakul and other 16 persons jointly

> currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Mr. Pakkawan Wongopasi and other 16 persons

;    - a reimbursement of investigative expenses in an amount of 37,586.00 Baht currently under an appeal period SEC Act (the fifth amendment) Section 242 (1) Civil Action

is under consideration of The Supreme court SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 30/01/2012