and submit the financial statement for the year 2020, the key financial ratio for the year 2020, and the financial statements for the six-month periods ended 30 June 2021 within the period specified by

submitted the annual report for the year 2020 to the SEC Office on 20 October 2021, later than the period specified by the notification of the Capital Market Board. Criminal Complaints This case is in the

digital asset dealer without a license during the mentioned period. This case is under consideration of the public prosecutor. DAB Act S.26 and Section 83 of Penal Code Criminal Complaint Filed with an

statement and draft prospectus submitted to the SEC Office during the period between 2021 and 2022. Regarding the registration statement and draft prospectus, STARK disclosed the financial statements for the

reviewed financial statements for Q2/2023 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the instruction or the failure to give instruction which

Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders

Mr. Prakorn Makjumroen During the period between 2021 and 2022, Mr. Prakorn Makjumroen, the former director and executive of STARK Corporation Public Company Limited (“STARK”) and its subsidiaries

Mr. RAVI LOHTONG During the period of 8 - 30 October 2015, Mr. Ravi Lohthong, director and chief advisor to the executive board of Siam Sport Syndicate Public Company Limited ("SPORT") used

Mr. Songkran Tansiri During the period of 12 December 2013 to 27 November 2014, Mr. Songkran Tansiri joined with other 22 persons manipulating the share price of News Network Corporation Public

Mr. Preecha Tantiwatanawanlop During the period of 12 December 2013 to 27 November 2014, Mr. Preecha Tantiwatanawanlop joined with other 22 persons manipulating the share price of News Network