from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it

According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised

channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it

ตรวจสอบด้านเทคโนโลยีสารสนเทศ (IT audit) และการทดสอบการเจาะระบบ (penetration test) โดยบุคคลที่มีความรู้ ความสามารถและเป็นอิสระจากหน่วยงานที่รับผิดชอบด้านเทคโนโลยีสารสนเทศก่อนเริ่มให้บริการและภายหลังเริ่ม

ข้อมูล IT usage capacity เพื่อใช้ติดตามตรวจสอบคุณภาพการให้บริการของผู้ประกอบธุรกิจได้ก.ล.ต. เห็นถึงความสำคัญของการให้ผู้ประกอบธุรกิจจัดให้มีการอบรมหรือทดสอบความรู้เกี่ยวกับคริปโทเคอร์เรนซีให้แก่ผู้ซื้อขาย

, especially in overseeing the quality of financial reporting process, selecting quality auditors, and communicating adequately with the auditors. It also served as a channel to provide information and useful

or assessment models for those climate-aligned activities’ objectives. It can also be used as an alternative credible reference for access to financial instruments and services that support transition

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information

Thailand have been closely monitoring the situation in the financial market, and deem it necessary to take the following measures to stabilize the financial market and stop the liquidity problem from

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the months of January - February 2018 Woraphant, by virtue of his