. 2546 (2003) and the Notification of Securities and Exchange Commission Re: Additional Determination of Types of Juristic Persons as Institutional Investor . Clause 15 In cases where a client wishes to
Investor. 3 The Law on Derivatives means the Derivatives Act B.E. 2546 (2003). 9 Clause 15 In cases where a client wishes to trade derivatives which have specific risks different from those disclosed in the
the Settlor and the Trustee of a Real Estate Investment Trust; (g) in case the trustee wishes to [i] manage the REIT in the part of investment in other assets aside from the principal asset by itself or
Clauses The Company agrees with WHART Trust that if the Company wishes to offer the other types of property to the clients or agents for rent and/or transfer of the leasehold right of warehouse, product
according to the Licensing Manual for the Public. In the case where the applicant wishes to request a waiver of the rules under this Notification, the applicant shall submit a request for the waiver together
provided in Clause 10 and Clause 11, an intermediary who wishes to outsource operational function under Clause 8(1) to (9) and (11) to a service provider shall obtain an approval from the SEC Office prior to
intermediary who wishes to outsource operational function under Clause 8(1) to (9) and (11) to a service provider shall obtain an approval from the SEC Office prior to such outsourcing, and the intermediary