cases: (1) the licensee shall commence operation of securities business in the category specified in the license only after the SEC Office, having completed its inspection, is of the view that the

its subsidiaries (the “Company”) has recently submitted the reviewed interim financial statements for the period ended 30 September 2017 to the Stock Exchange of Thailand with a view to share the

Exchange of Thailand with a view to share the information with general investors. The key indicators and changes regarding to the operating performance and financial status are as follows: 1. Operating

view to elevate Thai asset management companies (“AMCs”) competitiveness in the international arena while broadening cross-border investment channels and product choices for investors in both markets

, with a view to: (a) prevent dishonest acts of its personnel; (b) prevent the management company from violating or failing to comply with laws which may affect the overall creditworthiness of its business

established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a) prevent dishonest acts of its personnel; (b

organisational structure of the company shall be established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a

Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the

best interests, the Board of Directors (not including the Interested Directors) was of the view that such transaction to offer the financial assistance is reasonable and would directly benefit the

transaction with an independent third party as well as associated risk Reasonableness After consideration, the Board of Directors is of the view that entering into loan transaction is reasonable and will