specified by the SEC Office, accordingly, this Notification states the rules on sufficient disclosure of information in Clause 2 and the amount of units deemed to object the transaction in Clause 3 pertaining
300,000 baht per person per year, for purchases of investment units made between 1 January 2024 and 31 December 2026. These investment units must be held for at least five years from the date of purchase
without using the money to buy investment units as per the clients’ orders, (2) bought investment units less than the amount ordered, (3) misappropriated her clients’ money by depositing it into her own
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds
investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds for institutional investors or ultra-high net
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types, e.g., investment units of mutual
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
fund) instead of the whole master fund. This policy-based calculation will also apply to investment in assets of the employer and companies in its group; (2) Investment in units of mutual fund
person(s)/juristic person(s) Type(s) of securities Securities held before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting