. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries
participants from 112 organizations, including securities companies, asset management companies, securities brokers, investment advisors, derivatives operators, crowdfunding platform providers, digital asset
falling victims to fraudsters as well as the collaboration across agencies and platform service providers to block fraudulent platforms and limit the damage to the public. In addition, the SEC
among agencies and platform providers to minimize damage from investment scams. In addition, the SEC set up a booth to promote contacts and channels for reporting investment scams, aiming to build
convenient reporting of tips and incidents. In addition, the SEC is working with relevant agencies and social media platform providers to block investment scam contents on their channels. This collaborative
providers, derivatives business operators, digital asset business operators, crowdfunding portals, ICO portals, and the Stock Exchange of Thailand (SET).
lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and private sector in compliance with ease of doing
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
together with the application of approval as the principle valuers by December 31, 2014. For principle valuers already approved by the SEC and intend to apply for renewal, the valuation service providers