relation to the Investment (“Investment Agreements”) with BCB and the relevant parties and, at the current stage, has acquired 20% of the total shares in BCB. Pursuant to the Investment Agreements, the
ruling is in relation to a petition claiming that the aforesaid sections of the SEA were unconstitutional. The SEC, as the regulatory body under the SEA, provided an explanation to the Constitutional Court
: (1) Granting a waiver from an event of default under the terms and conditions in relation to the company’s failure to pay interest due on 10 March 2025, and approving the settlement of the outstanding
2025 at 14.00 hours to consider the following matters: (1) Granting a waiver from an event of default under the terms and conditions in relation to the company’s failure to pay interest due on 10
warnings to clients of DA operators* with the following salient features. (1) DA operators shall disclose the risks in relation to the appraisal of their financial status, storage of clients
activities in relation to this matter actually started with the signing of an MOU designating cooperation with the Office of the National Human Rights Commission (NHRC) on 31 May 2019 and driving operation
other individuals through clients? accounts and non-compliance with conducts of securities company in relation to record keeping of investment advice and trading orders in violation of Clause 14(2) and 14
referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed
Forum of Independent Audit Regulators (IFIAR), updates on audit regulatory initiatives, audit inspection findings and case studies in respective jurisdictions. Urgent issues in relation to shortage of
judgment in relation to Suree that she was an aider and abettor rather than a principal, and thus sentenced her to a four-month imprisonment and a fine of 133,333.33 baht for the violation which occurred