Rules on Connected Transactions (No. 2)

Rules for Operation of Derivatives Exchange

Rules for Operation of Derivatives Clearing Houses

Rules, Conditions, and Procedures for Securities Underwriting

SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program

Department. Ms. Jomkwan provided insights and discussed the rules and guidelines for developing and supervising the digital asset market in Thailand, as well as the promotion of fundraising through investment

. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to

interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with the approach applied to mutual funds. This application

concerning Rules for Delivery and Distribution of Prospectus and Offering of Investment Units and the Notifications of the Office of the Securities and Exchange Commission, guidelines, orders and circulars

Guidelines on the Consideration of Definition “Company” under Section 89/1