Funds between Hong Kong Special Administrati in virtual assets such as digital tokens5, virtual commodities and crypto assets6 and engaging in a physical short sale transaction is also prohibited. However
on a blacklist, and digital asset business operators are prohibited from conducting transactions with such persons or digital asset wallets on the list.* Mr. Anek Yooyuen, SEC Deputy Secretary-General
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or
have a written authorization from investors only.__________________Notes:* Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1
to SEC, at the amounts of 11,394,400 baht, 548,725 baht and 831,995 baht, respectively. In addition, Woraphant, Preeya and Sasipas are prohibited from holding the positions of director and executive
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
listed company, and prohibited characteristics of personnel in capital market business. Currently, Patinya and Praphol are holding the positions of director and executive of listed company. Praphol is also
market business personnel for 10 years, starting from 10 February 2018. ___________________ *Violation of Clause 23(1) and possessing the prohibited characteristics of capital market business personnel
. _______________________Remark: * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor