the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system

Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders

received a total of 4,307 reports and inquiries related to investment scams, representing an increase of more than 25% compared with the same period in 2025. The event took place at the SEC Building on 10

, supporting crypto as an asset class, leveraging technology for market supervision, and investor protection. The session took place on 5 June 2026.

the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to

own clients. It also aims to ensure that the clients have work systems in place to control and monitor compliance with the relevant regulations;   (2) To require that securities companies put in place

1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 4, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654

” takes place every year to recognize government organization that be able to transform itself to be high level digital government and be a role model for other government agencies. SEC as an

parties shared similarility in their names and place of headquarters and also jointly worked on the same project. This counterparty had overdue payments as well as continuous and accumulated losses. In case

company should arrange an information management system according to the following guidelines: (1) putting in place an efficient information management system that is capable of processing accurate and up