is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient
the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system
Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited ("BO"), a digital asset exchange, who has been responsible for the operation of BO, shall be liable for
liable for BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets
Mr. Wang Huiwu Mr. Wang Huiwu, Chief Executive officer who is responsible for the operation of XJ International Holdings Co., Ltd. (“XJ”) shall be liable for XJ’s failure to prepare and submit a
Mr. Trin Indra-opas Mr. Trin Indra-opas, Chief Executive Officer and Acting Chief Finance and Budget Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order
to be performed. Therefore, Mr. Amorn is liable in the case where EA offered for sale newly issued securities in the category of a bill of exchange without obtaining approval from the Office of the
”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market
is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in notification of the Capital Market Supervisory Board By
be liable under Section 300 in conjunction with Section 46 of the Securities and Exchange Act SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee Order