. Previously, over 70% of companies that offered for sale of their securities to the public and listed on the SET are located in Bangkok. With expanding economy to other provinces, a number of provincial
offered employee?s choice scheme to provide investment alternatives to their members, or a rise of 89.7% over year-end 2010. This is a part of the SEC?s policy to support companies and organizations in
encouraged employee members to choose investment policies suitable for them. As of Q2/2011, 86 funds offered different investment policies (a 14.7% rise over year-end 2010), while 2,465 employers provided
, permissible to be offered to institutional investors and high net worth investors, either directly or through intermediaries. Due to the instruments? characteristics of high risk and complexity, the investment
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
mobilized as well as how products and services are being offered to the investor.The proposed law amendments, therefore, would serve as a main building block to further enhance our capital market?s
, claiming that the fund will be used to make investment in stock and derivatives exchanges. In addition, Yuttana held himself out as investment advisor, offered advice and obtained benefits from giving advice
must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules on short
embeded and must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules