ซึ่งเป็นไปตามหลักของพระราชกฤษฎีกาว่าด้วยหลักเกณฑ์และวิธีการบริหารกิจการบ้านเมืองที่ดี พ.ศ. 2546 และผู้สนใจสามารถดูรายละเอียดได้ที่เว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH/Documents/ManualSelect/manual
-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their
to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide
years. Such success has been made possible by the continuing collaboration of all parties involved. In addition, the SEC has worked with the SET and the IOD to produce the CG Handbook, which contains
Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the
บังคับ (Non-compliance with Laws and Regulations) ใน Handbook of the International Code of Ethics for Professional Accountants (จรรยาบรรณของผู้ประกอบวิชาชีพบัญชี หรือ “code of ethics”) โดยมีผล
published a handbook called ??Guidelines for Shareholders? Meeting?, now available in the SEC?s media channels, to help prepare them for shareholders? meetings and monitor listed companies? performances
position. Handbook or operating guideline for staff must be prepared and up-to-date. 3. The personnel must perform their duties in accordance with the law and relevant rules and regulations including code of
fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each position. Handbook or operating guideline for staff must be prepared and up-to- date. 3. The personnel
together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group