of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the client; (c) to assess suitability

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the

securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information

securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities

securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information

ค าแนะน าแบบเฉพาะเจาะจง) (know your customer and suitability)  หลกัปฏิบติัในการจดัท าและเก็บเอกสารหลกัฐาน และรายงาน  (ค) การก ากบัดูแลผูใ้หค้ าแนะน า  (ง) วิธีการรับเร่ืองร้องเรียนของลูกคา้ รวมถึง

Please note and reveal the information to know each other. Yours Truly, Pol.Maj.Gen. (Vatin Comsongsri ) Director

Account. In the event that any other persons know and are able to log into Company Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious