: (i) Top 20 ASEAN public listed companies (PLCs); (ii) ASEAN Asset Class https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8653 SEC supports roles of Thailand Post and modern trade as paying agents
(2) Notification of the Capital Market Supervisory Board No. Tor Thor. 30/2568 Re: Custody of Client Assets of Licensed Derivatives Brokerage Agents (No. 5): https://publish.sec.or.th/nrs/10848s.pdf
risks and returns depending on different factors, terms and conditions. It is important to seek details of the funds to be invested from selling agents as well as request and study the fund fact sheets
Securities Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic
Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic person in
trading of derivative instruments on the Stock Exchange) ✓ ✓ ✓ Information on daily trading (T - 2 months) ✓ ✓ ✓ Information on daily trading of exchange brokers and dealers ✓ ✓ ✓ ✓ ✓ 1.2 Sources of
general public as being ready to engage as an agent in the business of trading in derivatives with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the
than 70% of total amount offered. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN