, compensations in the amount equal to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, as follows: Chanon in the amount of 6,650,867 baht, Anchada
incurred the total damage of 6.95 million baht onto the investor. SEC has considered that {A} failed to perform duties with loyalty* by committing wrongful acts against the investor’s assets, which was
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
, and (3) a reimbursement of the investigative expenses incurred by the plaintiff at the amount of 106,134 baht. The defendant was thus required to pay the total amount of 18,430,644.75 baht, plus the
consideration, other penalty that he/she has already served, the impact, damage or benefits incurred from the facts or demeanors under consideration, rectifications or other acts that benefit or impede the
client's previous investment. The trigger fund later incurred loss to the client. The SEC has suspended {C} as a securities investment consultant and banned her from performing duties as a branch manager for
whose orders were mishandled by dishonest acts of Numkrit will have the rights to claim from UBS a fair compensation for damages incurred in connection thereof. The company informed the SEC that
of consideration based on the Company’s consolidated financial statements as of 31 December 2019 audited by the certified auditor. There is no acquisition transaction to be incurred in the past 6
prejudice against the right to claim for damages incurred against the other party; (2) Exercise or waive any rights to proceed with the completion of the share sale and purchase on the completion date of the