on which the advice is given or order is placed, as the case may be. However, should there be any customers’ complaint relating to the giving of advice or placing of order whose proceeding has not been

case may be. However, should there be any customers’ complaint relating to the giving of advice or placing of order whose proceeding has not been completed within such period, the record of such advice

, determination of investment policy, regular company performance monitoring, discussion with company management, exercise of voting right at shareholders? meeting and giving emphasis to reasons or necessity of

Approval and Granting to Establish Branch Offices of Intermediaries . Clause 39 In providing services of accepting trading orders of capital market products outside the intermediary’s offices, an

Granting to Establish Branch Offices of Intermediaries. Clause 39 In providing services of accepting trading orders of capital market products outside the intermediary’s offices, an intermediary shall comply

or services, [iv] granting or receipt of financial assistance through receiving or granting a loan, [v] guarantee, [vi] providing assets as collateral, and [vii] any other similar action, which make

to Issuance and Offer for Sale of Securities. Clause 3 This Notification shall be applicable to: (1) Application for Approval and Granting of Approval for an Offer for Sale of Depositary Receipts under

private sector in conducting and managing foreign exchange transactions, together with providing Thai investors increased investment options with improved risk diversification. KBank has put in place

the formula used for any adjustments to dividends declared and giving particulars for each such class of shares; net income per share and diluted net income per share. Per share amounts must be

public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities