such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
asset business without obtaining a license. The Court, therefore, sentenced the defendant to imprisonment for a term of 2 years and a fine of 200,000 Baht. Given that the Defendant pleaded guilty, which
: Information Memorandum on Acquiring of Common Shares in Ekachai International Co., Ltd. To : Managing Director of Stock Exchange of Thailand Ref. : The EKH / CS / 2560/016 Establishment
Subject : Information Memorandum on Acquiring of Common Shares in Ekachai International Co., Ltd. (Revised) To : Managing Director of Stock Exchange of Thailand Ref. : The EKH
results Sort by: Relevance Date (Newest) Date (Oldest) 10 , and has expended Baht 324,999,779.28 in negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
the Transaction after obtaining approval at the 2018 Annual General Meeting of Shareholders of the Company, which will be held on July 5, 2018, and the conditions precedents provided under a share sale
Microsoft Word - J_สารสนเทศ_Casa Lapin_9 Aug 2017_EN 1 Ref: J60/014 9 August 2017 Subject: Notification on Acquiring Food and Beverage Business Company Attention: The President The Stock Exchange