e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 103, 104) Type Title Section See Document Status Notified Date Effective Date 1. Act
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act B.E. 2535 135 26/12/1999 30/03/2000 2. Notification of the Office of the
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
appears that the applicant’s qualifications do not comply with Clause 21(2), in notifying the result of the application, the SEC Office shall have the authority to the timeframe or conditions for its
audit firm, and at least two of them shall be qualified auditors to perform audit work under foreign laws or regulations. (3) having qualifications and not having prohibited characteristics prescribed
of digital tokens to be offered and qualifications of issuer, and ensuring completeness and accuracy of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8069 SEC public hearing on proposed