The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions
14.00 p.m. without arranging another board of directors’ meeting or having board of directors’ new resolution. Details related to the amendment of this Company’s information are specified below. The
audited by an auditor; (11) a juristic person having the persons defined as an institutional investor under Section 3 of the Derivatives Act B.E. 2546 (2003) and those under (1) to (10) holding total shares
companies generally offer private funds in the form of a standard portfolio. This business model provides clients with a selection of pre-defined investment portfolios without being customized to each
as defined in the Notification of the Capital Market 5 Supervisory Board No. TorChor. 72/2558 (2015) Re: Approval for Listed Companies to Offer Newly Issued Shares to Specific Investors (Private
following periods of time: (a) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association , with an approval
) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association1, with an approval of the SEC Office, except
400,000 100.00 554,317 100.0 Page 2/11 In this regard, the transaction is not classified as a connected transaction as defined by the applicable notifications of the Capital Market Supervisory Board and the
Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, unless otherwise defined: 1“securities company” means a company licensed to undertake securities business in the