Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
” which is E-money system on mobile application. Thus, the customers will be able to download applications into their phones which will allow them to top up money and make direct purchase by QR code at our
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the AntiMoney Laundering Office (AMLO)’s amendment to the Anti-Money
นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหาร ร่วมพิธีเปิดงานมหกรรมการเงินกรุงเทพส่งท้ายปี ครั้งที่ 6 MONEY EXPO 2023 BANGKOK YEAR
Part 2; (b) private placement shall be in accordance with criteria under Part 3. (2) the following offering of debt securities denominated in foreign currencies: (a) offering made to investors in
currencies and are hedged against foreign exchange risk. Portfolio Turnover Ratio refers to the frequency of securities trading in the mutual fund’s portfolio over a period. The calculation is based on the
investment. FX Hedging refers to the percentage of investments denominated in foreign currencies and are hedged against foreign exchange risk. Portfolio Turnover Ratio refers to the frequency of securities
Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full
. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for
Sales and Services Plc. (SECC), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth 245 million baht to four nominees through its subsidiary, SECC