perform in accordance with Clause 35 mutatis mutandis in case of the result of assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products
. 4. Investments in securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other
securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other asset to the instrument holder
, those who have trading accounts and transactions with the securities underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of shares
underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary evidence or
have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating
, that are, those who have trading accounts and transactions with the securities underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of
securities underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary
still exhibit a decline of 2.2%. Although the economy is showing signs of recovery in many areas, factors that still need to be monitored include 1) the continuing trade tensions between the US and