is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with the others. The
Miss. Wisaka Tupudom Miss. Wisaka Tupudom failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint
Mr. Preecha Wongpa Mr. Preecha Wongpa failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint
period ended June 30, 2012 to the SEC and the SET within the specified period. A statute of limitations ran out during consideration of inquiry offercial. SEC Act S.300 Criminal Complaint Filed with an
limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 06/02/2013
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
financial statements for Q1/2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/09/2012
. . SEC Act S.199 in conjunction with 56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 27/09/2012