business operators under SEC’s supervision conducted in March 2022 revealed that business operators are active about personal data protection; more than 90 percent of them have already proceeded in
eligible investors will be finalized on 19 December 2019.__________________________Remarks: 1. Crowdfunding is a method of raising funds conducted by a crowdfunding service provider through a large
and monetary policy setting as transactions or activities may not be conducted through operators or intermediaries under the public-sector supervision. Meanwhile, the public sector should not hinder
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
and a private fund manager, had collusively planned and conducted, with divided assignments, the manipulation of price or trading volume of TIGER shares, with the assistance of Shanya, Investment
Pol.Col. Kitti Sapaothong, and Deputy Superintendent Pol.Lt.Col. Rattapol Noichangkid, conducted a raid on the company's office located at 48/7-8 Soi Ratchadaphisek 20 (Rungruang), Samsennok, Huaykwang
the status of approved investor contact for three months as from September 1, 2011. In case of {B}, the SEC received a report from Bualuang Securities Plc. on its investigation which was conducted upon
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
? conducted by Thaipat Institute. This is an initiative under the SEC?s Sustainability Development Roadmap for Listed Companies emphasizing on running business operation with good corporate governance
the infrastructure business itself save for the infrastructure businesses conducted via the company in Claus 5(5). Clause 20/13 The debt financing of a trust, regardless of the methods, shall not have