of business operators to support weekly reporting of granular data per client and per securities. The notifications* concerning the amendments will take effect from 1 December 2024 onwards.**Remark
million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is required to meet and maintain financial
paid-up registered capital of at least 25 million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is
นำโดย Mr. Paul Moody Global Partnerships and Client Solutions, CFA Institute และนายศรชัย สุเนต์ตา นายกสมาคมและผู้แทนสมาคม ซีเอฟเอ ไทยแลนด์ เพื่อแลกเปลี่ยนความคิดเห็นและหารือความร่วมมือต่าง ๆ ในอนาคต
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
similar manner as custody of digital assets; 2) Custody of fiat money and digital assets: the use of a client’s assets for the benefit of another client or other persons shall be prohibited and clients
services to a client, and (2) ongoing form for investment transactions such as subscription, redemption and switching. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of