permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment
of CD offerings by listed companies while flaws have been found in notices calling a shareholders? meeting to approve CD offering and authorized shares reserved for CD conversion. Without advice of the
Chief Marshal Prajin Jantong the Commander-in-Chief of the Royal Thai Air Force, the deputy chief of the National Council for Peace and Order (NCPO). The infrastructure fund regulations have been in
Bangkok, April 25, 2013 - The SEC suspended {A} of KT Zmico Securities Co., Ltd., for five months. The KT Zmico Securities Co., Ltd. reported to the SEC that {A} had been authorized by her clients to
not be overshadowed by information on the giveaways.?The guideline has been issued to protect investors as more information useful for making investment decision will be provided for investors instead
, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf
his duty as the approved capital market investment consultant for 8 months. Taking into account that Atthapol had already been suspended by his employer for 15 days; the suspension imposed by the SEC
. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note
. In this regard, less complex formula will be used in calculation without causing major difference on the outcome. Since 2004, the Turnover List has been launched to provide investors with information
Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more