several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

, thereby enhancing confidence and capacity in sustainably creating business value of listed companies and the Thai capital market as a whole. We trust that the revised Principles will help strengthen good

types of business operators, i.e., securities business, derivatives business and other related products and services for standard practice across the industry. In addition, the business operators must

Microsoft Word - ชฟ 8_2561_บ๋ายà¸⁄าฎ revised (clean) UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation

announcement of proxy voting guidelines today will set standard of good practices to drive sustainable development for insurance industry, listed companies and the Thai capital market in line with international

Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending

intermediaries and personnel in the capital market to adopt standard codes of ethics and provide quality services for clients? best interest,? Mr. Rapee concluded.The Strategic Plan 2018-2020 focuses on

engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market.      The SEC?s audit inspection in 2013 covering eight audit firms indicated that

Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of