the theme “Spot the Scammers!” and was designed to enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided

.   The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with

investment loss must be provided and records on giving advices to clients must be kept.

well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement

real estate project. The IPO offer price was also mentioned in the interview, but not provided in the registration statement and draft prospectus even though such material information could influence

number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met

appropriate use of innovation, awareness of its limitations, data linkage with other government agencies, and data governance frameworks to maximize public service benefits. The program also provided

bondholders’ representative for All Inspire Development Public Company Limited (“ALL”), failed to verify the debt obligations on the condominium units provided as collateral prior to the registration of such

provided for Exmix's offence. This case is in the process of inquiry by the inquiry official. DAB Act S.94 in conjunction with 26 and 83 of the Penal Code Criminal Complaint Filed with an Inquiry