approval shall be Baht 15,000 per application providing that the first installment of Baht 5,000 shall be made to the SEC Office on the date of filing of application and the residual payment of Baht 10,000
and Exchange Commission 25/2545 28/03/2002 16/04/2002 Report/Form (Notification of Securities and Exchange Commission) Form 90-17 Application for an Approval on Establishment of a New Limited
security system to prevent unauthorized persons from accessing or amending information relating to its business operation. Clause 12 A securities company shall provide evidence on securities trading and
provide a sufficient security system to prevent unauthorized persons from accessing or amending information relating to its business operation. Clause 12 A securities company shall provide evidence on
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
want to start investing. The event also provides other tools for lives after retirement, for example, Start-to-Invest application, SEC Check First application, Retirement-Checkup application, and
. Development of Mobile App ?start-to-invest,? an application disseminating knowledge about investment on iphone and ipad with user-friendly and comprehensive features was thus initiated by the SEC. App start-to
Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc