. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
Section 14, the second paragraph of Section 30, the second paragraph of Section 74 along with the second paragraph of Section 30 and the second paragraph of Section 89 along with the second paragraph of
Maybank Securities (Thailand) Public Company Limited Between 27 October 2020 to 22 February 2021, Maybank Securities (Thailand) Public Company Limited as a Securities brokerage business has sold
subsidiaries. Both acts led to the three individuals gaining benefits at the total amount of 3,465.64 million baht. The acts of the three individuals above constituted offences under Paragraph 2 of Section 281/2
Mr. Tikhamporn Plengsrisuk Mr. Tikhamporn Plengsrisuk while serving as the vice chairman of the board of directors of L.P.N. Development Public Company Limited ("LPN"), knew or possessed
Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used
EMM Consulting Company Limited EMM Consulting Company Limited ("EMM"), represented by company directors Mr. Alan Sydney Roy Lane and Miss Ratanaporn Aoonta, had not been licensed to operate
Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock
the Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange