, while reviewing the existing regulations to be in line with the current situations and remain as necessary for more convenience, less business-sector costs, lower burden on people and compliance with the
suggestions via the website or email: pheangna@sec.or.th or sireetho@sec.or.th. The public hearing ends on 3 April 2021. ______________________ Remark: *Regulatory Guillotine is the regulatory review of the
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect
การเปลี่ยนแปลงอัตราดอกเบี้ย และการรายงานภายหลังการเสนอขาย รวมทั้งกำหนดให้มีผู้ประเมินภายนอกที่เป็นอิสระ (external review provider) เข้ามาช่วยประเมินการปฏิบัติตามมาตรฐานสากลทั้งก่อนและหลังการเสนอขาย
, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
capital market to focus on offering financial advisory and planning services that can be accessed by a wider public at a low cost. ” SEC joins with business operators in the capital market from consulting
for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee