following transactions with a management company or the issuer of ETF units, as the case may be: (1) purchasing ETF units by using assets as a payment under the requirement of such ETF or; (2) reselling ETF
) purchasing ETF units by using assets as a payment under the requirement of such ETF or; (2) reselling ETF units by accepting assets as a redemption under the requirement of such ETF. “management company” means
. For such purposes, the rules governing the requirement of margins for derivatives trading in derivatives exchange have been prescribed. Furthermore, the Derivatives Act (No.2) B.E. 2551 (2008
of market makers. For such purposes, the rules governing the requirement of margins for derivatives trading in derivatives exchange have been prescribed. Furthermore, the Derivatives Act (No.2) B.E
is above the minimum requirement by the Bank of Thailand with the capital adequacy ratio as of end of 3Q20 at 18.16%. For Capital market business, the market share (SET and mai excluding proprietary
shareholders, the size of the transaction does not cause the Company to fall within the disclosure requirement under the Notification of the Capital Market Subsidiary Board Tor Jor 20/2551 Re: Rules on Entering
post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or