follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
information and application for bounty or gratuity, consideration on persons filing application for bounty, procedures for bounty and gratuity payment, proportion of bounty and gratuity and criteria for
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
Microsoft Word - 4_SEC account 3-%0@ˆ5"ˇ_@˙%5H"ˇA˙%_20211124 - kdraft V2.docx 1 Application for Registration / Change of Information in SEC Account Date: ……………………………….. Attn: Secretary-General The
Venture Incorporation Public Company Limited (“Company” or “VI”) No. 8/2017 , held on December 4, 2017 approved to Sappayasith Company Limited. ("SAP") which is a subsidiary of the Company, to Renewal of
” ) No. 4/2020, which was held on May 13, 2020 at 15.00 hours, has considered and resolved to acknowledge the renewal of the Building Lease Agreements with JKN Landmark Co., Ltd., who is considered as the
and exchange. Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1) derivatives business license type Sor-1; (2) derivatives
advisory service under the law governing securities and exchange. Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1) derivatives