complaint and inspection report of Maybank Kim Eng Securities (Thailand) Plc, the SEC further probed into the case and found that {A} traded securities on behalf of a number of clients. He traded securities
market products ” means any securities and derivatives. “ advertisement ” means an action which makes publicly known about information of [i] intermediary ’s businesses or services, [ii] capital market
. “advertisement” means an action which makes publicly known about information of [i] intermediary’s businesses or services, [ii] capital market products or [iii] selling capital market products by using regardless
are first traded on the SET (Silent Period). Nonetheless, SUTGH or SUTGH’s shareholders (as the case maybe) may sell not more than 25 percent of the lock-up shares after the Company’s newly issued
Purintaraphiban from selling any of their shares derived from the offering under the Private Placement basis within a period of one year from the day on which such shares are first traded on the SET (Silent Period
under the Private Placement basis within a period of one year from the day on which such shares are first traded on the SET (Silent Period). Nonetheless, Silom Road Limited, Mr. Viroj Tangjettanaporn and
for country funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages
Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market https://www.sec.or.th/EN/Pages/LawandRegulations/Fees.aspx
Bangkok, March 28, 2012 ? The Bank of Thailand (BOT) has approved the proposal to allow retail investors to invest in derivatives traded on foreign derivatives exchange without limiting investment