reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
more than 10 years, but no longer working for the intermediary that issues certificate of employment; (6)9 when such persons who are personnel in the capital market business under Clause 9(1) or (3
technologies may expose KBank to unknown risk, especially in overall service provision. Such risk may be incurred by related parties’ lack of awareness with regard to emerging technology among service providers
provision relating to the restriction of rights and liberties of the person, while Section 29 along with Section 35, Section 36, Section 45, Section 48 and Section 50 of the Constitution of the Kingdom of
(1999) which contains a particular provision relating to the restriction of rights and liberties of the person, while Section 29 along with Section 35, Section 36, Section 45, Section 48 and Section 50 of
in its practice of investment management. It should employ knowledge, ability and skills as a profession in management of investment under different situation, for instance: (1) Employment of personal
instance: (1) Employment of personal who have suitable knowledge and ability for the duty; (2) Disclosure of information that is necessary for making investment decision to the client including investment