In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for
in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers
involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively. The public hearing
? awareness and preparation of policy formulation, introduction of products and creation of public awareness. In addition, it also proposed implementation guidelines in developing strategy to motivate people
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients
At the beginning of 2017, SEC held a public consultation on the proposed principal for revising information of the schemes and obligations of property funds and infrastructure funds. The business
, and importantly the participation from consumers sorting plastics at their homes, as well as support from the public sector. We therefore proposed this pilot project and allocated the drop points on
financial planning and investment under the theme, “Choose Your Lifestyle: Start with Financial Planning” to 150 medical professionals at the Queen Sirikit Heart Center of the Northeast, Khon Kaen