Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such
Department of Special Investigation (DSI) on December 28, 2010 against Sagha for manipulating FOCUS-IFEC-RCI share prices as well as Nongluck and Adirek as aiders and abettors who helped arrange trading
with inquiry officials, police officers, special case inquiry officials and special case officers, as applicable. These joint efforts for case investigation that optimize our respective expertise will
Crime Suppression Division, Central Investigation Bureau, (8) Ms. Sthaporn Arakwatana, Head of Public Communication and Public Relations, Thailand Consumers Council, and (9) Ms. Supinya Klangnarong, Co
the SEC Complaint Center via Hotline 1207, or the SEC Facebook page: “สำนักงาน กลต.” or the SEC Live Chat on the SEC website, for further in-depth investigation.
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had
Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment