Exchange of Thailand. The papers pointed out the significance of making prudent study on information and fundamental analysis of securities prior to making investment decision in order to mitigate trading

determined prior to the placement date, however, listed companies must file an application for approval along with a draft notice calling for shareholders? meeting with the SEC for consideration and review of

be requested to provide clarification and its subsequent advertisement may be subject to the SEC?s prior approval. Already publicized advertisements must be revised within 15 days to be in compliance

with at least five-years of related experience.  In the case of outsourcing to the service provider other than the above mentioned, the business operators are required to seek  SEC approval prior to the

a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner

sentence of imprisonment for 1 year and a fine of 100,000 Baht. As the defendant had no prior criminal record involving imprisonment, the Court suspended the execution of the imprisonment sentence for a

SRICHA shares in an amount of 225,700 shares by using Mr. Saranyu Yingyongkitmongkol's securities trading account, prior to the disclosure of the inside information to the public on 15 August 2017 (at

because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a

Panjama purchased TRUBB shares by using her securities trading account during 30 March to 26 April 2017, prior to the disclosure of the inside information about the financial statements and reports of

Mr. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August