for GJS is not reasonable price. As the said offering price is nonetheless not lower than 90% of the GJS market price, the price is considered acceptable. The aforesaid information is significant to
Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund? Yes No If “Yes”, please specify criteria of acceptable index ( please
? Yes No If “Yes”, please specify criteria of acceptable index (please tick where applicable): The index is recognized by a member of the World Federation of Exchange and the index constituents are
complied with requirements in this Notification. Clause 4. Securities company shall not be allowed to provide trading service for units of foreign collective investment scheme except where the following
notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk
is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk
rationale for issuing this notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as
90% to 95%. The new regulations would also prohibit DA custodians from outsourcing client asset custody to third-party service providers (no sub-custody allowed). Other regulatory requirements have
instruments* contain no complex features. For example, the issuer is allowed to postpone or cancel interest payments or other compensations or to establish write-off criteria, etc. NC bonds are not considered
untrustworthy characteristics as director and executive of securities issuing company and listed company. As a result, they are not allowed to hold the positions of director and executive of any company whose