transmission system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on February 29, 2024. However, the key financial ratio for the year 2023 was later

be liable for TPCH’s failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

accordance with the notification of the Securities and Exchange Commission. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 4/2026 Dated 18/02/2026

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

which is the period specified by the Notification of the Capital Market Supervisory Board. However, the financial statement and key financial ratio for year 2023 was later submitted on 5 April 2023

prepare and submit financial statement and key financial ratio for year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the

2023 through the transmission system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on February 29, 2024. However, the key financial ratio for

for WHAUP’s failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory

through the transmission system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on February 29, 2024. However, the key financial ratio for the year

(“CPF”), shall be liable for CPF’s failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the