services for institutional investors only. (5) 1 million baht for undertaking other securities businesses. SEC Assistant Secretary-General Paralee Sukonthaman said: “Setting an
-bank and if setting up as a company, more than 50 percent of all shares with voting rights must be held by the Ministry of Finance; (2) approved by the Bank of Thailand to provide financial services
with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives
? anti-corruption leadership as they might start from setting up preventive measures and make progress to obtain Collective Action Coalition (CAC) certifications by 2015. If all financial intermediaries
within December 31, 2013 must be for setting up of specific property fund only. In addition, a management company is required to submit to the SEC a due diligence certification.? Mr. Vorapol said.
provident funds, setting up with the objective for retirement savings, from high risk exposure. This aims to allow management companies to take position as counterparties in derivatives transactions for
Microsoft Word - CS 2560-017 Q2 to SET (T_E) [ TRANSLATION ] Our Ref. JTS/CS-017/2560 August 10, 2017 Subject : Report on the Company’s operating results of the second quarter of the year 2017 To
51-E 1/2 RC 51/18 8 August 2018 Subject : Report on the Company’s operating results for the second quarter of the year 2018 Attention : President of the Stock Exchange of Thailand The Board of
the two languages, the Thai version shall prevail. The objective of this MD&A is to present the information and the explanation of financial status and operating results as of the date hereof. However
............................................................... 9 VIII. INFORMATION ABOUT THE ISSUER ................................................................ 9 IX. OPERATING AND FINANCIAL REVIEW AND PROSPECTS ................................. 11 X